SEBI PIT Insights (Page 2)

SEBI PIT Insights

Sign in Subscribe

Designated Person

SEBI's FAQs on Designated Persons: Why Access, Not Title, Defines Who's Covered

Source: SEBI's Comprehensive FAQs on SEBI (PIT) Regulations, 2015, dated December 31, 2024 — Section I, "Designated Person and Immediate Relatives" (Q.48–Q.52). Why this section matters Getting the Designated Persons list right is the foundation everything else in your PIT compliance program sits on

SEBI's General PIT FAQs: Governance Questions Every Compliance Officer Should Have Answered

Source: SEBI's Comprehensive FAQs on SEBI (PIT) Regulations, 2015, dated December 31, 2024 — Section J, "General" (Q.53–Q.59), the final section, addressing cross-cutting questions that didn't fit neatly into the earlier subject-wise categories. Why this section matters The "General&

Decoding SEBI's Revised Trading Plan FAQs (December 2024): A Practical Guide

Source: SEBI's Comprehensive FAQs on SEBI (PIT) Regulations, 2015, dated December 31, 2024 — Section D, "Trading Plan" (Q.16–Q.16H). Per the FAQ's own preface, this was the specific area SEBI revised and expanded in the December 2024 update — making it the single

Structured Digital Database

SEBI's FAQ on Structured Digital Database: What Compliance Officers Must Get Right

Source: SEBI's Comprehensive FAQs on SEBI (PIT) Regulations, 2015, dated December 31, 2024 — Section B, "Structured Digital Database" (Q.5–Q.12). This FAQ document formally rescinds all earlier PIT guidance notes and FAQs, including the original August 24, 2015 Guidance Note. It is the current

Welcome — Tracking SEBI's Prohibition of Insider Trading Regulations, 2015

The SEBI (Prohibition of Insider Trading) Regulations, 2015 (“PIT Regulations”) replaced the 1992 regime and remain the backbone of India's insider trading enforcement framework. Since their notification, the regulations have been amended repeatedly — expanding the definition of “connected persons,” tightening disclosure obligations for Designated Persons, introducing the Structured

Navigating the Grey Areas of UPSI: Insights from the ICSI Masterclass on SDD

Navigating the Grey Areas of UPSI: Insights from the ICSI Masterclass on SDD

The mandate is clear: SEBI’s Prohibition of Insider Trading (PIT) Regulations require listed companies to maintain a Structured Digital Database (SDD) to track the flow of Unpublished Price Sensitive Information (UPSI). Yet, years after its introduction, many companies are still grappling with a fundamental question: When exactly does a

Building the Audit Trail: The Operational Reality of SEBI's Structured Digital Database (SDD)

Building the Audit Trail: The Operational Reality of SEBI's Structured Digital Database (SDD)

Here is a blog article breaking down the deep-dive panel discussion on the operational realities of the Structured Digital Database (SDD). To effectively combat insider trading, regulators need to follow the footprint of information. In 2018, the Committee on Fair Market Conduct identified a critical vulnerability: once a company